Financial Services Law and Enforcement after the Banking Royal Commission

5Jun2019

REGISTRATION ESSENTIAL.  CLICK HERE TO REGISTER.

This seminar will examine the seismic changes in this field arising from recent legislative reform and ASIC’s greater focus on litigation. It will consider the types of enforcement actions that are likely to brought in the future against Australian Financial Services Licence holders, company directors, and directors of superannuation trustee companies, and include practical tips for counsel and practitioners advising clients subject to regulatory action.

REGISTRATION ESSENTIAL.  CLICK HERE TO REGISTER.

This seminar will examine the seismic changes in this field arising from recent legislative reform and ASIC’s greater focus on litigation. It will consider the types of enforcement actions that are likely to brought in the future against Australian Financial Services Licence holders, company directors, and directors of superannuation trustee companies, and include practical tips for counsel and practitioners advising clients subject to regulatory action.